Compliance Manager (Asset Management) (HK$40K - $50K) (Ref. No.: 27165)
Our client, a Financial Institution, is looking for high-caliber person to fill the position.
Job Duties
- Assist in fund/product launching
- Review marketing materials
- Review research reports and investment recommendations
- Organize compliance training
- Monitor personal trading by staff
- Professional Investors assessment, AML/KYC due diligence, Investors onboarding & trigger events of wealth management clients suitability assessment
Job Requirements
- At least 3 years of relevant experience in compliance roles
- Prefer experience with Type 9 asset managers that can hold client assets
- Comprehensive understanding of client onboarding procedures. Experience in KYC and AML processes is essential
- A degree in law preferred but not required
- Proactive and capable of working independently
- Experience in building and maintaining fund platforms is a plus
- Fluent in Mandarin is a must
- Job No.:
-
27165
- Date:
-
21/01/2025
- Job Category:
-
Banking
- Salary:
-
$Neg.
- Qualification:
-
Degree
- Apply Email:
-
[email protected]
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