Compliance Manager, Asset Management & Control Room (HK$40K - $45K) (Ref. No.: 27854)
Our client, a Leading Investment Bank, is looking for high-caliber person to fill the position.
工作职责
- Provide the Bank’s Regulatory Compliance function including Control Room and Asset Management Business
- Provide compliance Advisory on Control Room and Asset Management
- Develop, review, monitor and enforce local and regional compliance procedures / policies / best practices in accordance with all legal and regulatory requirements and internal policies
- Involve in compliance monitoring with all external regulations and internal codes / policies and good market practices
- Liaise with local regulatory authorities, e.g. SFC and other local financial authorities
工作要求
- University degree holder
- Control Room Compliance experience with asset management & regulatory compliance from Investment Bank / Securities Brokerage / Financial institutions
- Sound knowledge in regulatory requirements and rules issued by SFC
- Self-initiative, independent with good interpersonal and communication skills
- Able to exercise judgment, work under pressure and liaise effectively with the business and supporting units
- Excellent command of spoken and written Chinese and English including Cantonese and Putonghua
- 职位编号:
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27854
- 日期:
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20/08/2026
- 工作类别:
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银行业
- 薪金范围:
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$40K - $45K
- 学历要求:
-
Degree
- 联络电邮:
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[email protected]
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