Process & Quality Control Manager, Private Banking (HK$40K - $55K) (Ref. No.: 26744)
Our client, a Chinese Bank is looking for high-caliber person to fill the position.
工作职责
- Conduct surveillance on pre-trade, post-trade and process monitoring to ensure adherence to proper standards and procedures
- Prepare reports on sales process quality
- Handle regulatory and compliance reviews
- Risk assessment on process and procedures to make necessary rectifications
- Handle enquiries from the business and relevant units regarding investigation and related risk mitigation measures
- Perform as hoc projects as assigned
工作要求
- Degree holder with at least 4 years of working experience in Private Banking sector’s risk management / compliance / monitoring or surveillance functions
- Good knowledge of private banking products and well versed with relevant HKMA and SFC rules, regulations, practices and guidelines is preferred
- Proficient in both spoken and written English and Chinese
- 职位编号:
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26744
- 日期:
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22/02/2024
- 工作类别:
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银行业
- 薪金范围:
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HK$40K - $55K
- 学历要求:
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Degree
- 联络电邮:
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[email protected]
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