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Responsible Officer for Asset Management Business (RO 4, 9) (HK$45K - $60K) (Ref. No.: 27126)

Our client, a Financial Institution, is looking for high-caliber person to fill the position.

Job Duties

  • Act as a Responsible Officer to supervise SFC Type 4 & 9 regulated activities.
  • Formulate and implement investment strategies that are consistent with the company's overall objectives.
  • Responsible for fund applications to promote the issuance of funds, act as a fund manager, and ensure compliance with relevant regulatory requirements stipulated by the regulator (SFC). Monitor investment operations and portfolio performance to achieve the fund's investment objectives.
  • Monitor trading activities and conduct regular compliance reviews and risk assessments to identify and mitigate potential risks.
  • Conduct comprehensive research on bond investments to guide strategic decisions.
  • Lead product authorization work, work closely with the SFC to obtain necessary approvals, build a fund operation system, and formulate and organize the implementation of relevant policies for fund operations.
  • Develop and maintain good business relationships with investors and issuers.
  • Coordinate and organize road shows and investor meetings.
  • Prepare internal records, pitch materials, marketing materials.

Job Requirements

  • Bachelor / Master's degree in economics, finance, accounting or equivalent.
  • Qualified holder of SFC Responsible Officer for Type 4 and 9.
  • Minimum 5 years experience in portfolio management.
  • Good experience in managing open-ended funds or private equity funds as well as fundraising.
  • Team player with a strong sense of responsibility and a quick learner who can work under pressure with a detail-oriented mindset.
  • Good written and verbal communication capabilities in both English and Mandarin.
Job No.:
27126
Date:
06/12/2024
Job Category:
Banking
Salary:
HK$45K - $60K
Qualification:
Degree
Apply Email:
[email protected]

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