Responsible Officer for Asset Management Business (RO 4, 9) (HK$45K - $60K) (Ref. No.: 27126)
Our client, a Financial Institution, is looking for high-caliber person to fill the position.
Job Duties
- Act as a Responsible Officer to supervise SFC Type 4 & 9 regulated activities.
- Formulate and implement investment strategies that are consistent with the company's overall objectives.
- Responsible for fund applications to promote the issuance of funds, act as a fund manager, and ensure compliance with relevant regulatory requirements stipulated by the regulator (SFC). Monitor investment operations and portfolio performance to achieve the fund's investment objectives.
- Monitor trading activities and conduct regular compliance reviews and risk assessments to identify and mitigate potential risks.
- Conduct comprehensive research on bond investments to guide strategic decisions.
- Lead product authorization work, work closely with the SFC to obtain necessary approvals, build a fund operation system, and formulate and organize the implementation of relevant policies for fund operations.
- Develop and maintain good business relationships with investors and issuers.
- Coordinate and organize road shows and investor meetings.
- Prepare internal records, pitch materials, marketing materials.
Job Requirements
- Bachelor / Master's degree in economics, finance, accounting or equivalent.
- Qualified holder of SFC Responsible Officer for Type 4 and 9.
- Minimum 5 years experience in portfolio management.
- Good experience in managing open-ended funds or private equity funds as well as fundraising.
- Team player with a strong sense of responsibility and a quick learner who can work under pressure with a detail-oriented mindset.
- Good written and verbal communication capabilities in both English and Mandarin.
- Job No.:
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27126
- Date:
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06/12/2024
- Job Category:
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Banking
- Salary:
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HK$45K - $60K
- Qualification:
-
Degree
- Apply Email:
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[email protected]
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